U.S. Securities and Exchange Commission’s Post

🗓️ Mark your calendars 🗓️ Our Division of Investment Management will host the annual Conference on Emerging Trends in Asset Management. On the agenda: 1️⃣ Trends in Asset Management Products & Strategies 2️⃣ Asset Management Trends: Past, Present and Future 3️⃣ Tech-Driven Trends 4️⃣ Regulatory Perspectives https://lnkd.in/gxNMkB33

To encourage compliance with the Marketing Rule and other related rules, the Division of Examinations published a Risk Alert providing initial observations from exams. The Division will continue to examine advisers’ compliance with the Marketing Rule. https://t.co/NiGyo8TeBw

UPDATE: The SEC Scholars Program announcements were extended and now close on Tuesday, April 23, 2024 at 11:59 PM ET! Apply now: https://bit.ly/43vKXmY

Reminder! Next week is the #SECSmallBizForum. Join us for this unique event where members of the public and private sectors gather to provide feedback to improve capital-raising policy. Today is the last day to submit your policy recommendations for participants to consider during the Forum. Don’t forget to submit your ideas. Learn more about the Forum, register, and submit your policy recommendations 👉 www.sec.gov/oasb/sbforum

We can’t wait to engage with you during the 43rd annual #SECSmallBizForum next week, April 16-18, 2024. We have an exciting line-up of speakers who will share fresh perspectives on capital formation each day. Join us for sessions on early-stage capital-raising successes and challenges, investing in and building ecosystems to support small businesses, and experiences of small cap companies going and staying public. At the end of each session, registered participants will have the opportunity to prioritize recommendations to be submitted to the SEC and to Congress. We invite you to submit policy recommendations in advance of the event via our submission portal by close of business on April 12th. Learn more about the Forum and register here 👉 www.sec.gov/oasb/sbforum

The U.S. Securities and Exchange Commission is seeking the next generation of leaders to join our team! The SEC will host the SEC Scholars Program during Fall 2024. The program targets currently enrolled college students to participate in a 10-week internship. Internship Opportunities: The SEC is offering business and legal internship opportunities. Apply today at https://bit.ly/43vKXmY. The announcements close on Wednesday, April 17, 2024 at 11:59 pm (ET). Locations: Atlanta, GA; Boston, MA; Chicago, IL; Denver, CO; Fort Worth, TX; Los Angeles, CA; Miami, FL; New York, NY; Philadelphia, PA; Salt Lake City, UT; San Francisco, CA; Washington, DC The next Information Sessions is today: Tuesday, April 9, 2024; 12 – 1 pm (ET) - https://lnkd.in/gfCGjm64

We're hosting a virtual info session for our SEC Scholars Internship Program tomorrow at 12pm ET. If you haven't already, be sure to register now!

Registration is open for the 43rd annual #SECSmallBizForum taking place on April 16-18 from 1:00-2:30pm ET. The Forum features an exciting line-up of speakers with fresh perspectives on #capitalraising. Each day’s session will cover a different topic including early-stage capital-raising successes and challenges, investing in and building ecosystems to support small businesses, and experiences of small cap companies going and staying public. By registering, you will have the opportunity to prioritize policy recommendations and ask questions live during the event. At the end of each day’s session, registered participants will have the opportunity to prioritize capital-raising policy recommendations. We invite you to submit your policy recommendations in advance using our submission portal by close of business April 12th. www.sec.gov/oasb/sbforum

We're hosting a virtual info session for our SEC Scholars Internship Program tomorrow at 4pm ET. If you haven't already, be sure to register now!