Open Meeting Agenda

Wednesday, July 18, 2018

Item 1: Securities Act Rule 701
Office: Division of Corporation Finance
Staff: David Fredrickson, Tamara Brightwell, Anne Krauskopf, and Adam Turk

The Commission will consider whether to adopt an amendment to Rule 701(e), as mandated by the Economic Growth, Regulatory Relief, and Consumer Protection Act.

For further information, please contact Anne Krauskopf or Adam Turk in the Division of Corporation Finance at 202-551-3500.

Item 2: Securities Act Rule 701 and Securities Act Form S-8
Office: Division of Corporation Finance
Staff: David Fredrickson, Tamara Brightwell, Anne Krauskopf, and Adam Turk

The Commission will consider whether to issue a concept release requesting comment on potential revisions to Rule 701 and Form S-8.

For further information, please contact Anne Krauskopf or Adam Turk in the Division of Corporation Finance at 202-551-3500.

Item 3: Rule 3-10 and Rule 3-16 of Regulation S-X
Office: Division of Corporation Finance
Staff: Kyle Moffatt, Craig Olinger, and Jarrett Torno

The Commission will consider whether to propose amendments to the disclosure requirements in Rule 3-10 and Rule 3-16 of Regulation S-X.

For further information, please contact Craig Olinger or Jarrett Torno in the Division of Corporation Finance at 202-551-3500.

Item 4: NMS Stock Alternative Trading Systems
Office: Division of Trading and Markets
Staff: Brett Redfearn, David Shillman, Tyler Raimo, Matthew Cursio, Marsha Dixon, Jennifer Dodd, David Garcia, and Megan Mitchell

The Commission will consider whether to adopt amendments to Rule 3a1-1 and Regulation ATS and new Form ATS-N under the Securities Exchange Act of 1934 related to certain alternative trading systems.

For further information, please contact Tyler Raimo in the Division of Trading and Markets at 202-551-6227.