Good morning and welcome to SIFMA’s 12thAnnual Anti-Money Laundering and Financial Crimes Conference. I am Ira Hammerman, Senior Managing Director and General Counsel for SIFMA.
The past decade has seen a tremendous amount of change in AML and financial crimes regulation. Since 2001, SIFMA’s AML and Financial Crimes Committee has taken on the task of working with regulators and the securities industry to address AML regulatory and legislative issues, as well as to foster broker-dealers’ compliance with AML responsibilities in a way that is both effective and efficient.
Click here to download entire speech.