FSA Weekly Review No.36 March 11, 2013

What’s New on the FSA Website

Week of March 4-8, 2013

This page contains the latest in events, developments, and updates to the FSA website.

Topics

“Financial institutions under on-site inspection by the FSA” has been updated
http://www.fsa.go.jp/en/regulated/inspection/index.html

Press Conferences

(Excerption of issues related to the FSA)

March 8, 2013: Press Conference by Taro Aso, Deputy Prime Minister, Minister of Finance and Minister for Financial Services (March 5, 2013)
http://www.fsa.go.jp/en/conference/minister/2013/20130305.html

Press Releases

(Following press releases are available in Japanese)

SecuritiesMarch 8, 2013: Designation of a trade repository announced
http://www.fsa.go.jp/news/24/syouken/20130308-3.htmlopen new window

BanksMarch 8, 2013: Results of public comments, etc. concerning the “Draft Partial Revision to the Notice on Capital Adequacy Ratio Regulations (1st Pillar) and the Draft for the Relevant Supervisory Guidelines” published
http://www.fsa.go.jp/news/24/ginkou/20130308-4.htmlopen new window

SecuritiesMarch 8, 2013: Administrative action against New Ace Investment Advisor Co., Ltd.
http://www.fsa.go.jp/news/24/syouken/20130308-2.htmlopen new window

Public CommentMarch 8, 2013: Invitation for public comments on the draft partial revision to the “attitudes (disposition standards) about disciplinary action, etc. against certified public accountants and audit firms” (attached sheet)
http://www.fsa.go.jp/news/24/sonota/20130308-1.htmlopen new window

OthersMarch 8, 2013: “Summary of discussions in the ‘experts’ meeting on the follow-up to the financial ADR system’” published
http://www.fsa.go.jp/singi/adr-followup/20130308.htmlopen new window

Public CommentMarch 7, 2013: Invitation for public comments on the draft comprehensive revisions to restrictions on short selling
http://www.fsa.go.jp/news/24/syouken/20130307-1.htmlopen new window

Press ConferenceMarch 7, 2013: Press Conference by Taro Aso, Deputy Prime Minister, Minister of Finance and Minister for Financial Services (March 5, 2013)
http://www.fsa.go.jp/common/conference/minister/2013a/20130305-1.htmlopen new window

OthersMarch 6, 2013: “List of unregistered financial instruments business operators” updated
http://www.fsa.go.jp/ordinary/chuui/mutouroku.htmlopen new window

InternationalMarch 5, 2013: The International Organization of Securities Commissions (IOSCO) published the final report on “Principles of Liquidity Risk Management for Collective Investment Schemes”
http://www.fsa.go.jp/inter/ios/20130305-1.htmlopen new window
PDFhttps://www.iosco.org/news/pdf/IOSCONEWS270.pdfopen new window (IOSCO media release is available in English)

PublicationMarch 4, 2013: FSA published Japanese Newsletter, “Access FSA No.116”
http://www.fsa.go.jp/access/index.htmlopen new window

Press ConferenceMarch 4, 2013: Press Conference by Taro Aso, Deputy Prime Minister, Minister of Finance and Minister for Financial Services (March 1, 2013)
http://www.fsa.go.jp/common/conference/minister/2013a/20130301-1.htmlopen new window

OthersMarch 4, 2013: The budgets for each policy published
http://www.fsa.go.jp/common/budget/yosan/25youkyuu-5.htmlopen new window

SecuritiesMarch 4, 2013: First hearing on the case of the violation of the Financial Instruments and Exchange Act consisting of market manipulation concerning Gifu Bank, Ltd. shares
http://www.fsa.go.jp/news/24/syouken/20130304-1.htmlopen new window

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