What's New on the FSA Website
Week of October 9 - 12, 2012
This page contains the latest in events, developments, and updates to the FSA website.
Topics
“Foreign Bank's Agent Banks list” has been posted
http://www.fsa.go.jp/en/regulated/licensed/index.html
“Financial institutions under on-site inspection by the FSA” has been updated
http://www.fsa.go.jp/en/regulated/inspection/index.html
Press Conference
(Excerpt)
October 12, 2012: Press Conference by the Minister for Financial Services (October 5, 2012)
http://www.fsa.go.jp/en/conference/minister/2012/20121005.html
October 10, 2012: Press Conference by the Minister for Financial Services (October 2, 2012)
http://www.fsa.go.jp/en/conference/minister/2012/20121002.html
October 9, 2012: Press Conference by the Minister for Financial Services (October 1, 2012)
http://www.fsa.go.jp/en/conference/minister/2012/20121001.html
Press Releases
(Following press releases are available in English)
PublicationOctober 12, 2012: FSA publishes an English translation of Outline of 2012 Financial Instruments and Exchange (Amendment) Act
http://www.fsa.go.jp/en/refer/legislation/index.html#legi
OthersOctober 11, 2012: Speech by the Minister for Financial Services at the Sendai Dialogue (October 9, 2012)
http://www.fsa.go.jp/en/announce/state/index_speeches.html
(Following press releases are available in Japanese)
SecuritiesOctober 12, 2012: Administrative action against Shinnihon Economy Investment Advisors Co., Ltd.
http://www.fsa.go.jp/news/24/syouken/20121012-4.html
SecuritiesOctober 12, 2012: Administrative action against Sun Harvest Co., Ltd.
http://www.fsa.go.jp/news/24/syouken/20121012-3.html
Public CommentOctober 12, 2012: Results of public comments of draft revisions to Regulation and Supervision, etc. Concerning Asset Investment based on the Problematic Case of AIJ Investment Advisors Co., Ltd., and draft revision to Cabinet Office Ordinance on Financial Instruments Business, etc. published
http://www.fsa.go.jp/news/24/syouken/20121012-5.html
InternationalOctober 12, 2012: Publication of the third edition of the “Progress report on Basel III implementation”
http://www.fsa.go.jp/inter/bis/20121012-1.html
http://www.bis.org/press/p121008.htm (BIS press release is available in English)
CouncilsOctober 12, 2012: Financial System Council “Working Group on Review of Investment Trust and Investment Corporation System (10th)” held
http://www.fsa.go.jp/singi/singi_kinyu/toushi/siryou/20121012.html
SecuritiesOctober 12, 2012: Administrative action against GMO CLICK Securities, Inc.
http://www.fsa.go.jp/news/24/syouken/20121012-2.html
SecuritiesOctober 12, 2012: “List of unregistered financial instruments business operators” updated
http://www.fsa.go.jp/ordinary/chuui/mutouroku.html
OthersOctober 12, 2012: “Symposium on Avoiding Financial Troubles” will be held
http://www.fsa.go.jp/news/24/sonota/20121012-1.html
InternationalOctober 12, 2012: The International Organization of Securities Commission (IOSCO) published a final report on “Policy Recommendations for Money Market Funds”
http://www.fsa.go.jp/inter/ios/20121012-2.html
https://www.iosco.org/news/pdf/IOSCONEWS255.pdf (IOSCO media release is available in English)
Press ConferenceOctober 11, 2012: Press Conference by Minister for Financial Services (October 9, 2012)
http://www.fsa.go.jp/common/conference/minister/2012b/20121009-1.html
OthersOctober 11, 2012: Speech by Ikko Nakatsuka, Minister for Financial Services at the “Sendai Dialogue” cohosted by the World Bank and the Ministry of Finance Japan (October 9, 2012)
http://www.fsa.go.jp/common/conference/danwa/kouen2012.html
Press ConferenceOctober 10, 2012: Financial System Council “Working Group on Method of Regulations on Banks which Contribute to Stability of the Financial System, etc. (7th)” held
http://www.fsa.go.jp/singi/singi_kinyu/ginkou_wg/siryou/20121010.html
SecuritiesOctober 10, 2012: First hearing on the case of the violation of the Financial Instruments and Exchange Act consisting of insider trading by a recipient of information from a person who concluded a contract with Nippon Sheet Glass Co., Ltd.
http://www.fsa.go.jp/news/24/syouken/20121010-1.html
Press ConferenceOctober 9, 2012: Press Conference by Minister for Financial Services (October 5, 2012)
http://www.fsa.go.jp/common/conference/minister/2012b/20121005-1.html
OthersOctober 9, 2012: The Joint Forum publishes the “Principles for the Supervision of Financial Conglomerates”
http://www.fsa.go.jp/inter/etc/20121009-1.html
http://www.bis.org/press/p120924.htm (BIS press release is available in English)
InternationalOctober 9, 2012: International Organization of Securities Commissions (IOSCO) publishes the “Principles for Oil Price Reporting Agencies”
http://www.fsa.go.jp/inter/ios/20121009-2.html
http://www.iosco.org/news/pdf/IOSCONEWS253.pdf (IOSCO media release is available in English)
Site Map
- Press Releases & Public RelationsPage list Open
- Press Releases
- Press Conferences
- Official Statements
- FSA Weekly Review & ACCESS FSA
- Speeches
- For Financial Users
- Others
- Archives
- Laws & RegulationsPage list Open
- Name of Laws and Regulations(PDF)
- Recent Changes (Legislation, Ordinances, Guidelines)
- Guidelines
- Financial Instruments and Exchange Act
- Financial Monitoring Policy
- Public Comment
- No-Action Letter System
- Procedures concerning Foreign Account Management Institutions