FSA Weekly Review No.17  October 22, 2012

What's New on the FSA Website

Week of October 15-19, 2012

This page contains the latest in events, developments, and updates to the FSA website.

Topics

English version of the Basic Policy and Plan for Financial Inspections in Program Year 2012 has been published
http://www.fsa.go.jp/en/refer/measures/20121018-1.html

Press Conference

(Excerpt)

October 19, 2012: Press Conference by the Minister for Financial Services (October 12, 2012)
http://www.fsa.go.jp/en/conference/minister/2012/20121012.html

October 16, 2012: Press Conference by the Minister for Financial Services (October 9, 2012)
http://www.fsa.go.jp/en/conference/minister/2012/20121009.html

Press Releases

(Following press releases are available in English)

InternationalOctober 18, 2012: Ministerial-level joint letter addressed to the CFTC Chairman
http://www.fsa.go.jp/en/news/2012/20121018-1.html

OthersOctober 18, 2012: Publication of the English version of the Basic Policy and Plan for Financial Inspections in Program Year 2012
http://www.fsa.go.jp/en/refer/measures/20121018-1.html

BanksOctober 16, 2012: Administrative Actions against Société Générale Private Banking Japan Ltd.
http://www.fsa.go.jp/en/news/2012/20121016-1.html

(Following press releases are available in Japanese)

OthersOctober 19, 2012: “List of unregistered financial instruments business operators” updated
http://www.fsa.go.jp/ordinary/chuui/mutouroku.htmlopen new window

CouncilsOctober 19, 2012: Financial System Council “Working Group on Method of Providing Insurance Products and Services, etc. (5th)” held
http://www.fsa.go.jp/singi/singi_kinyu/hoken_teikyou/siryou/20121019.htmlopen new window

InternationalOctober 18, 2012: Ministerial-level joint letter addressed to U.S. Commodity Futures Trading Commission (CFTC) Chairman Gary Gensler
http://www.fsa.go.jp/inter/etc/20121018-2.htmlopen new window

CouncilsOctober 18, 2012: Business Accounting Council 30th Audit Subcommittee held
http://www.fsa.go.jp/singi/singi_kigyou/siryou/kansa/20121018.htmlopen new window

InternationalOctober 18, 2012: The International Association of Insurance Supervisors (IAIS) published the consultative document titled “Global Systemically Important Insurers: Proposed Policy Measures”
http://www.fsa.go.jp/inter/iai/20121018-1.htmlopen new window
PDFhttp://www.fsa.go.jp/inter/iai/20121018-1/02.pdf (IAIS press release is available in English)

Press ConferenceOctober 17, 2012: Press Conference by Minister for Financial Services (October 16, 2012)
http://www.fsa.go.jp/common/conference/minister/2012b/20121016-1.htmlopen new window

OthersOctober 17, 2012: “Symposium on Avoiding Financial Troubles” will be held (in Takamatsu)
http://www.fsa.go.jp/news/24/sonota/20121017-1.htmlopen new window

CouncilsOctober 17, 2012: Financial System Council “Working Group on Insider Trading Regulations (3rd)” held
http://www.fsa.go.jp/singi/singi_kinyu/insider_h24/siryou/20121016.htmlopen new window

OthersOctober 16, 2012: The tenth “Study Meeting on Corporate Finance” will be held
http://www.fsa.go.jp/frtc/kenkyu/20121129.htmlopen new window

CouncilsOctober 16, 2012: Financial System Council “Working Group on Method of Regulations on Banks which Contribute to Stability of the Financial System, etc. (8th)” held
http://www.fsa.go.jp/singi/singi_kinyu/ginkou_wg/siryou/20121016.htmlopen new window

InternationalOctober 16, 2012: The Basel Committee on Banking Supervision published “A framework for dealing with domestic systemically important banks”
http://www.fsa.go.jp/inter/bis/20121016-2.htmlopen new window
http://www.bis.org/press/p121011.htmopen new window (BIS press release is available in English)

OthersOctober 16, 2012: List of firms which made false notification, etc. among the Firms Engaged in Specially Permitted Business for Qualified Institutional Investors updated
http://www.fsa.go.jp/ordinary/chuui/tekikaku.htmlopen new window

SecuritiesOctober 16, 2012: Administrative action against United Investments Co., Ltd.
http://www.fsa.go.jp/news/24/syouken/20121016-3.htmlopen new window

SecuritiesOctober 16, 2012: Administrative action against Stats Investment Management Co., Ltd.
http://www.fsa.go.jp/news/24/syouken/20121016-2.htmlopen new window

BanksOctober 16, 2012: Administrative action against Societe Generale Private Banking Japan
http://www.fsa.go.jp/news/24/syouken/20121016-1.htmlopen new window

Press ConferenceOctober 15, 2012: Press Conference by Minister for Financial Services (October 12, 2012)
http://www.fsa.go.jp/common/conference/minister/2012b/20121012-1.htmlopen new window

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