FSA Weekly Review No.24  December 11, 2012

What's New on the FSA Website

Week of December 3 - 7, 2012

This page contains the latest in events, developments, and updates to the FSA website.

Topics

FSA publishes English translation of annual supervisory policy for program year 2012

major banks
http://www.fsa.go.jp/en/news/2012/20121203-1.html

regional financial institutions
http://www.fsa.go.jp/en/news/2012/20121203-3.html

financial instruments business operators
http://www.fsa.go.jp/en/news/2012/20121203-2.html

insurance companies
http://www.fsa.go.jp/en/news/2012/20121203-4.html

Press Conferences

(Excerpt)

December 7, 2012: Press Conference by the Minister for Financial Services (November 30, 2012)
http://www.fsa.go.jp/en/conference/minister/2012/20121130.html

December 3, 2012: Press Conference by the Minister for Financial Services (November 27, 2012)
http://www.fsa.go.jp/en/conference/minister/2012/20121127.html

Press Releases

(Following press release is available in English)

BanksDecember 7, 2012: Overview of regional banks' financial results as of September 30, 2012
http://www.fsa.go.jp/en/news/2012/20121207-1.html

(Following press releases are available in Japanese)

CouncilsDecember 7, 2012: Financial System Council “Working Group on Review of Investment Trust and Investment Corporation System (13th)” held
http://www.fsa.go.jp/singi/singi_kinyu/toushi/siryou/20121207.htmlopen new window

BanksDecember 7, 2012: Administrative action against The Hokuriku Bank, Ltd.
http://www.fsa.go.jp/news/24/ginkou/20121207-3.htmlopen new window

Public CommentDecember 7, 2012: Results of public comments, etc. concerning the “Draft Partial Revision to the Notice on Capital Adequacy Ratio Regulations (1st Pillar)” published
http://www.fsa.go.jp/news/24/ginkou/20121207-5.htmlopen new window

BanksDecember 7, 2012: Overview of major banks' financial results as of September 30, 2012
http://www.fsa.go.jp/news/24/ginkou/20121207-4.html

BanksDecember 7, 2012: Overview of regional banks' financial results as of September 30, 2012
http://www.fsa.go.jp/news/24/ginkou/20121207-2.htmlopen new window

BanksDecember 7, 2012: Report on content of measures taken to handle bankrupt financial institutions, etc.
http://www.fsa.go.jp/news/24/ginkou/20121207-1.htmlopen new window

SecuritiesDecember 6, 2012: Decision on an administrative monetary penalty payment order for false statements in the annual securities report, etc. concerning Tori Holdings. co., ltd.
http://www.fsa.go.jp/news/24/syouken/20121206-2.htmlopen new window

SecuritiesDecember 6, 2012: Decision on an order to pay an administrative monetary penalty for insider trading concerning silex technology, Inc. shares conducted by a recipient of information from a person who concluded a contract with a tender offeror
http://www.fsa.go.jp/news/24/syouken/20121206-1.htmlopen new window

SecuritiesDecember 5, 2012: Administrative action against Initia Star Securities, Inc.
http://www.fsa.go.jp/news/24/syouken/20121205-3.htmlopen new window

InternationalDecember 5, 2012: The International Organization of Securities Commissions (IOSCO) published Principles for Ongoing Disclosure for Asset-Backed Securities
http://www.fsa.go.jp/inter/ios/20121205-1.htmlopen new window
PDFhttp://www.fsa.go.jp/inter/ios/20121205-1/02.pdfopen new window (IOSCO media release is available in English)

BanksDecember 5, 2012: Results of questionnaire survey on initiatives in consideration of people with disabilities, etc. (preliminary values) published
http://www.fsa.go.jp/news/24/ginkou/20121205-1.htmlopen new window

InternationalDecember 5, 2012: Joint press statement regarding principles in the regulation of the cross-border OTC derivatives market, etc. published
http://www.fsa.go.jp/inter/etc/20121105-1.htmlopen new window
PDFhttp://www.fsa.go.jp/inter/etc/20121105-1/01.pdfopen new window (Joint press statement is available in English)

SecuritiesDecember 5, 2012: Administrative action against Berex Co., Ltd.
http://www.fsa.go.jp/news/24/syouken/20121205-2.htmlopen new window

CouncilsDecember 5, 2012: Financial System Council “Working Group on Method of Regulations on Banks which Contribute to Stability of the Financial System, etc. (11th)” held
http://www.fsa.go.jp/singi/singi_kinyu/ginkou_wg/siryou/20121205.htmlopen new window

SecuritiesDecember 4, 2012: Administrative action against Eurekaproject Co., Ltd.
http://www.fsa.go.jp/news/24/syouken/20121204-1.htmlopen new window

Press ConferenceDecember 3, 2012: Press Conference by the Minister for Financial Services (November 30, 2012)
http://www.fsa.go.jp/common/conference/minister/2012b/20121130-1.htmlopen new window

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