FSA Weekly Review No.18 October 29, 2012

 

What's New on the FSA Website

Week of October 22 - 26, 2012

This page contains the latest in events, developments, and updates to the FSA website.

Topics

“Financial institutions under on-site inspection by the FSA” has been updated
http://www.fsa.go.jp/en/regulated/inspection/index.html

Press Conference

(Excerpt)

October 22, 2012: Press Conference by the Minister for Financial Services (October 16, 2012)
http://www.fsa.go.jp/en/conference/minister/2012/20121016.html

Press Releases

(Following press release is available in English)

SecuritiesOctober 24, 2012: FSA extends temporary measures regarding restrictions on short selling and purchase of own stocks by listed companies
http://www.fsa.go.jp/en/news/2012/20121024-1.html

(Following press releases are available in Japanese)

CouncilsOctober 26, 2012: Financial System Council “Working Group on Review of Investment Trust and Investment Corporation System (11th)” held
http://www.fsa.go.jp/singi/singi_kinyu/toushi/siryou/20121026.htmlopen new window

InsuranceOctober 26, 2012: FSA granted non-life insurance business license
http://www.fsa.go.jp/news/24/hoken/20121026-1.htmlopen new window

SecuritiesOctober 26, 2012: Administrative action against GSTAR SECURITIES INC.
http://www.fsa.go.jp/news/24/syouken/20121026-3.htmlopen new window

BanksOctober 26, 2012: Status of crime involving counterfeit ATM cards, etc. published
http://www.fsa.go.jp/news/24/ginkou/20121026-4.htmlopen new window

Public CommentOctober 26, 2012: Results of public comments, etc. concerning the “Draft Ordinance for Partial Revision of the Order for Enforcement of the Financial Instruments and Exchange Act” and the “Draft Cabinet Office Ordinance for Partial Revision of the Cabinet Office Ordinance on Disclosure Required for Tender Offer for Share Certificates, etc. by Person Other Than Issuer” published
http://www.fsa.go.jp/news/24/syouken/20121026-2.htmlopen new window

OthersOctober 26, 2012: Addresses given by Mr. Ikko Nakatsuka, the Senior Vice-Minister for Financial Services at the National Securities Convention (held on September 20, 2012)
http://www.fsa.go.jp/common/conference/danwa/2012/20120920-1.htmlopen new window

OthersOctober 25, 2012: Consideration for the Act on Prevention of Transfer of Criminal Proceeds
PDFhttp://www.fsa.go.jp/common/law/guide/hansyuhou.pdfopen new window

Press ConferenceOctober 24, 2012: Press Conference by Minister for Financial Services (October 23, 2012)
http://www.fsa.go.jp/common/conference/minister/2012b/20121023-1.htmlopen new window

Public CommentOctober 24, 2012: Invitation for public comments on the draft partial revision to the Notice on Capital Adequacy Ratio Regulations (1st Pillar)
http://www.fsa.go.jp/news/24/ginkou/20121024-2.htmlopen new window

SecuritiesOctober 24, 2012: FSA extends temporary measures regarding restrictions on short selling and purchase of own stocks by listed companies
http://www.fsa.go.jp/news/24/syouken/20121024-1.htmlopen new window

SecuritiesOctober 23, 2012: Decision finding no violation for the case of insider trading by a recipient of information from a person who concluded a contract with SJI Inc.
http://www.fsa.go.jp/news/24/syouken/20121023-3.htmlopen new window

SecuritiesOctober 23, 2012: Decision on Administrative Monetary Penalty Payment Order for false statements in the annual securities report, etc. concerning Crowd Gate Co., Ltd.
http://www.fsa.go.jp/news/24/syouken/20121023-2.htmlopen new window

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