FSA Weekly Review No.14  October 1, 2012

 

What's New on the FSA Website

Week of September 24 - 28, 2012

This page contains the latest in events, developments, and updates to the FSA website.

Topics

“Topics” section was newly created on the website top page
http://www.fsa.go.jp/en/index.html

Financial institutions under on-site inspection by the FSA has been updated
http://www.fsa.go.jp/en/regulated/inspection/index.html

Press Releases

(Following press releases are available in English)

OthersSeptember 28, 2012: FSA publishes English translation of Review of the Regulation and Supervision regarding Asset Management building on the Experience from the case of AIJ Investment Advisors Co., Ltd. (draft)
PDFhttp://www.fsa.go.jp/en/refer/measures/aij.pdf

OthersSeptember 28, 2012: FSA publishes an English translation of the Guideline for the English-Language Disclosure System
http://www.fsa.go.jp/en/refer/legislation/20120928.html

OthersSeptember 25, 2012: Holding of the Public-Private Financial Roundtable
http://www.fsa.go.jp/en/refer/councils/p-p-roundtable/reports/20120925.html

(Following press releases are available in Japanese)

OthersSeptember 28, 2012: Status of measures taken by the FSA, local finance bureaus, and financial institutions in response to the Great East Japan Earthquake updated
http://www.fsa.go.jp/ordinary/earthquake201103/jokyo.htmlopen new window

CouncilsSeptember 28, 2012: Financial System Council “Working Group on Insider Trading Regulations (2nd)” held
http://www.fsa.go.jp/singi/singi_kinyu/insider_h24/siryou/20120925.htmlopen new window

OthersSeptember 28, 2012: Documents related to money lending business updated
http://www.fsa.go.jp/status/kasikin/20120928/index.htmlopen new window

BanksSeptember 28, 2012: Results of survey concerning dormant deposits (feasibility study)
http://www.fsa.go.jp/news/24/ginkou/20120928-7.htmlopen new window

Public CommentSeptember 28, 2012: Results of public comments, etc. concerning the “Draft Cabinet Office Ordinance for Partial Revision of the Cabinet Office Ordinance on Disclosure of Corporate Affairs, etc.” published
http://www.fsa.go.jp/news/24/sonota/20120928-6.htmlopen new window

SecuritiesSeptember 28, 2012: Statistical results of fund monitoring survey
http://www.fsa.go.jp/news/24/syouken/20120928-5.htmlopen new window

OthersSeptember 28, 2012: Publication of an English translation of the Guideline for the English-Language Disclosure System (“Points to be Considered regarding Disclosure by way of Foreign Company Registration Statements, etc.”)
http://www.fsa.go.jp/common/law/kaiji/20120928.htmlopen new window

BanksSeptember 28, 2012: Publication of the “Cabinet Office Ordinance for Partial Revision of the Ordinance for Enforcement of the Banking Act, etc.,” etc.
http://www.fsa.go.jp/news/24/ginkou/20120928-3.htmlopen new window

OthersSeptember 28, 2012: “List of unregistered financial instruments business operators” updated
http://www.fsa.go.jp/ordinary/chuui/mutouroku.htmlopen new window

BanksSeptember 28, 2012: Business sentiment, etc. of small and medium-sized enterprises-Summary of questionnaire survey results
http://www.fsa.go.jp/news/24/ginkou/20120928-1.htmlopen new window

BanksSeptember 28, 2012: Number of debtors who halted contracted repayments since the Great East Japan Earthquake, and the amount of such debts (as of the end of June 2012) published, together with the corrections of the past data (published at the end of May 2012)
http://www.fsa.go.jp/news/24/ginkou/20120928-2.htmlopen new window

BanksSeptember 28, 2012: Publication of the “Cabinet Office Ordinance for Partial Revision of the Cabinet Office Ordinance Specifying Procedures for Notification in Cases Where the Japan Post Public Corporation is a Bank Holding Company, etc. and Cabinet Office Ordinance on Administrative Monetary Penalty Provided for in Chapter VI-II of the Financial Instruments and Exchange Act,” etc.
http://www.fsa.go.jp/news/24/ginkou/20120928-4.htmlopen new window

CouncilsSeptember 27, 2012: Financial System Council “Working Group on Method of Providing Insurance Products and Services, etc. (4th)” held
http://www.fsa.go.jp/singi/singi_kinyu/hoken_teikyou/siryou/20120927.htmlopen new window

CouncilsSeptember 27, 2012: Financial System Council “Working Group on Review of Investment Trust and Investment Corporation System (9th)” held
http://www.fsa.go.jp/singi/singi_kinyu/toushi/siryou/20120926.htmlopen new window

Press ConferenceSeptember 26, 2012: Press Conference by Minister of Finance and Acting Minister of State for Financial Services (September 25, 2012)
http://www.fsa.go.jp/common/conference/minister/2012b/20120925-1.htmlopen new window

CouncilsSeptember 26, 2012: Business Accounting Council 29th Audit Subcommittee held
http://www.fsa.go.jp/singi/singi_kigyou/siryou/kansa/20120925.htmlopen new window

OthersSeptember 25, 2012: Public-Private Financial Roundtable held
http://www.fsa.go.jp/singi/kan-min/kaisai/20120925.htmlopen new window

Public CommentSeptember 25, 2012: Results of public comments, etc. concerning the “Draft Cabinet Office Ordinance for Partial Revision of the Cabinet Office Ordinance Relating to Transactions and their Deposits Prescribed in Article 161-2 of the Financial Instruments and Exchange Act” published
http://www.fsa.go.jp/news/24/syouken/20120925-1.htmlopen new window

Press ConferenceSeptember 24, 2012: Press Conference by Minister of Finance and Acting Minister of State for Financial Services (September 21, 2012)
http://www.fsa.go.jp/common/conference/minister/2012b/20120921-1.htmlopen new window

OthersSeptember 24, 2012: List of Firms Engaged in Specially Permitted Business for Qualified Institutional Investors which Made False Notification, etc. updated
http://www.fsa.go.jp/ordinary/chuui/tekikaku.htmlopen new window

InternationalSeptember 24, 2012: Publication of the "Results of the Basel III monitoring exercise as of 31 December 2011" by the Basel Committee on Banking Supervision
http://www.fsa.go.jp/inter/bis/20120924-1.htmlopen new window

BanksSeptember 24, 2012: Merger of banks
http://www.fsa.go.jp/news/24/ginkou/20120924-1.htmlopen new window

OthersSeptember 24, 2012: Financial Measures in Response to Damage caused by the 16th typhoon of 2012 requested by the Kagoshima Local Finance Office, Kyushu Local Finance Bureau
PDFhttp://kyusyu.mof.go.jp/kinyu/smaller/pdf/smaller_120920.pdfopen new window

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