SEC's Amy Starr: we are scrutinising ETNs

amy-starr-cms

Amy Starr, chief of the office of capital markets trends at the US Securities and Exchange Commission (SEC), has said her office is looking into exchange-traded notes (ETNs) and whether banks are adequately disclosing costs and fees around the products, as well as the formulas that determine when and how much they pay out.

Speaking at a Structured Products conference in Washington, DC on December 10, Starr suggested banks may need to enhance their disclosure about the features and risks of ETNs

Only users who have a paid subscription or are part of a corporate subscription are able to print or copy content.

To access these options, along with all other subscription benefits, please contact info@risk.net or view our subscription options here: http://subscriptions.risk.net/subscribe

You are currently unable to copy this content. Please contact info@risk.net to find out more.

Sorry, our subscription options are not loading right now

Please try again later. Get in touch with our customer services team if this issue persists.

New to Risk.net? View our subscription options

Register

Want to know what’s included in our free membership? Click here

This address will be used to create your account

You need to sign in to use this feature. If you don’t have a Risk.net account, please register for a trial.

Sign in
You are currently on corporate access.

To use this feature you will need an individual account. If you have one already please sign in.

Sign in.

Alternatively you can request an individual account here