Highlights
- Securities Market
-
The average daily turnover for the first 10 months of 2013 was $63,207 million, an increase of 19 per cent when compared with $53,073 million for the same period last year.
-
The average daily turnover of derivative warrants for the first 10 months of 2013 was $7,723 million, an increase of 14 per cent when compared with $6,769 million for the same period last year.
-
The average daily turnover of ETFs for the first 10 months of 2013 was $3,818 million, an increase of 123 per cent when compared with $1,709 million for the same period last year.
-
Funds raised through IPOs for the first 10 months of 2013 was $70,031 million, an increase of 43 per cent when compared with $48,892 million for the same period last year.
- Derivatives Market
-
The average daily turnover of futures and options for the first 10 months of 2013 was 533,285 contracts, an increase of 10 per cent when compared with the 485,146 contracts for the same period last year.
-
The average daily turnover of RMB Currency Futures for October 2013 was 768 contracts, an increase of 237 per cent when compared with the 228 contracts for the same period last year.
-
On 22 October 2013, the open interest of HSCEI Dividend Point Index Futures reached a record high of 91,917 contracts.
Listed Securities (Main Board and GEM)
Month-end figures
|
Oct 2013 |
Oct 2012 |
End 2012 |
No. of listed companies |
1,602 |
1,536 |
1,547 |
Total market capitalisation ($Bil.) |
23,432.8 |
20,408.2 |
21,950.1 |
No. of newly listed companies * |
18 |
4 |
64 |
No. of listed securities |
8,221 |
6,831 |
6,903 |
No. of equity warrants |
8 |
13 |
11 |
No. of derivatives warrants |
4,575 |
3,731 |
3,747 |
No. of CBBCs |
1,523 |
1,182 |
1,214 |
No. of unit trusts |
126 |
108 |
111 |
No. of debt securities |
383 |
257 |
269 |
* Includes the number of transfer of listings from GEM to Main Board
Securities Market Turnover (Main Board and GEM)
|
Oct 2013 |
Sep 2013 |
% Change |
Monthly turnover ($Mil.) * |
1,227,371 |
1,193,848 |
3% |
Average daily turnover by value ($Mil.) * |
58,446 |
59,692 |
-2% |
No. of trading days |
21 |
20 |
- |
* Turnover value for securities traded in non-Hong Kong dollar currency have been included
Turnover by Type of Securities (Main Board and GEM)
|
Oct 2013 |
Sep 2013 |
% Change |
Equities |
947,484.44 |
905,924.63 |
4.6% |
Derivative warrants |
143,000.91 |
114,609.86 |
24.8% |
CBBCs |
86,004.31 |
99,466.18 |
-13.5% |
Unit Trusts |
50,618.42 |
73,533.96 |
-31.2% |
( ) % of market total
Turnover value for securities traded in non-Hong Kong dollar currency have been included
ATS Transactions
The total turnover of automated trading services’ (ATS) transactions for October 2013 was $20,116 million (1.6 % of the securities market total turnover).
Mainland Enterprises (Main Board and GEM)
Month-end figures
|
Oct 2013 |
Oct 2012 |
End 2012 |
No. of H shares |
176 |
172 |
176 |
No. of Red chips Stocks |
122 |
108 |
108 |
No. of Mainland private enterprises |
467 |
432 |
437 |
Market capitalisation (% of market total) |
56.5% |
56.9% |
57.4% |
Turnover value (% of equity turnover) |
68.4% |
70.4% |
69.6% |
Index Performance
Month-end figures
|
Oct 2013 |
% Change |
% Change |
S&P/HKEx LargeCap Index |
27784.47 |
1.5% |
6.8% |
S&P/HKEx GEM Index |
464.52 |
3.2% |
33.9% |
Hang Seng Index |
23206.37 |
1.5% |
7.2% |
Hang Seng China Enterprises Index# |
10627.02 |
3.0% |
0.4% |
Hang Seng China-Affiliated Corporations Index* |
4550.95 |
3.9% |
8.4% |
# - tracks H shares
* - tracks Red chips
Derivatives Market Turnover
|
Average Daily Volume (Contracts) |
||
Oct 2013 |
Sep 2013 |
% Change |
|
Total Futures |
197,010 |
202,052 |
-2.5% |
Hang Seng Index Futures |
73,317 |
74,790 |
-2.0% |
Mini Hang Seng Index Futures |
28,549 |
28,455 |
0.3% |
H-shares Index Futures |
81,824 |
86,086 |
-5.0% |
Mini H-shares Index Futures |
10,305 |
9,261 |
11.3% |
HSI Dividend Point Index Futures |
52 |
40 |
30.0% |
HSCEI Dividend Point Index Futures |
658 |
778 |
-15.4% |
HSI Volatility Index Futures |
3 |
4 |
-25.0% |
CES China 120 Index Futures 1 |
518 |
630 |
-17.8% |
IBOVESPA Futures |
0 |
0 |
- |
MICEX Index Futures |
0 |
0 |
- |
Sensex Index Futures |
0 |
0 |
- |
FTSE/JSE Top40 Futures |
0 |
0 |
- |
Stock Futures |
1,015 |
1,530 |
-33.7% |
3-Month HIBOR Futures |
0 |
0 |
- |
1-Month HIBOR Futures |
0 |
0 |
- |
3-Year Exchange Fund Note Futures |
0 |
1 |
-100.0% |
RMB Currency Futures - USD/CNH Futures |
768 |
477 |
61.0% |
Gold Futures |
0 |
0 |
- |
Total Options |
284,927 |
301,495 |
-5.5% |
Hang Seng Index Options |
27,433 |
29,048 |
-5.6% |
Mini Hang Seng Index Options |
3,870 |
3,611 |
7.2% |
Flexible Hang Seng Index Options |
0 |
0 |
- |
H-shares Index Options |
28,801 |
37,733 |
-23.7% |
Flexible H-shares Index Options |
0 |
75 |
-100.0% |
Stock Options |
224,824 |
231,028 |
-2.7% |
Total Futures and Options |
481,938 |
503,547 |
-4.3% |
Clearing and Settlement
CCASS Statistics (securities market) |
Oct 2013 |
Sep 2013 |
% Change |
Average daily number of exchange trades handled by CCASS |
929,761 |
911,825 |
1.97% |
Average daily number of settlement instructions (SIs) settled by CCASS |
81,033 |
80,162 |
1.09% |
Average daily number of investor SIs (ISIs) settled by CCASS |
363 |
386 |
-5.96% |
Average daily settlement efficiency of CNS stock positions on due day (T+2) |
99.92% |
99.92% |
N/A |
Shares deposited in the CCASS depository |
|
|
|
DCASS Statistics (derivatives market) |
Oct 2013 |
Sep 2013 |
% Change |
Month-end Open Interest (contracts) |
|
|
|
– Equity Index Futures |
450,925 |
446,460 |
1.0% |
– Stock Futures |
15,815 |
15,524 |
1.9% |
– Interest Rates Futures |
1 |
6 |
-83.3% |
– RMB Currency Futures |
13,067 |
9,515 |
37.3% |
– Gold Futures |
0 |
0 |
- |
– Equity Index Options |
1,532,410 |
1,468,994 |
4.3% |
– Stock Options |
5,412,953 |
4,882,089 |
10.9% |
Year-to-date Statistics
Securities Market |
Oct 2013 |
Oct 2012 |
% Change |
No. of newly listed companies # |
63 |
53 |
18.9% |
Average daily turnover by value ($Mil.) ^ |
63,207 |
53,073 |
19.1% |
Average share traded per trading day (Mil. Shares) |
146,813 |
139,235 |
5.4% |
Average no. of trades per trading day |
941,232 |
767,999 |
22.6% |
Fund raised by IPOs ($Mil.) |
70,031 |
48,892 |
43.2% |
Total funds raised (including IPOs) ($Mil.)* |
227,908 |
207,224ust |
10.0% |
Derivatives Market |
Oct 2013 |
Oct 2012 |
% Change |
Average daily volume (contracts) |
|
|
|
– Equity Index Futures |
210,762 |
189,234 |
11.4% |
– Stock Futures |
1,940 |
1,228 |
58.0% |
– Interest Rates Futures |
0 |
1 |
-100.0% |
– RMB Currency Futures |
563 |
225 |
150.2% |
– Gold Futures |
0 |
0 |
- |
– Equity Index Options |
72,821 |
67,266 |
8.3% |
– Stock Options |
247,200 |
227,385 |
8.7% |
Clearing & Settlement |
Oct 2013 |
Oct 2012 |
% Change |
Average daily number of exchange trades handled by CCASS |
940,279 |
767,591 |
22.50% |
Average daily number of settlement instructions (SIs) settled by CCASS |
82,224 |
72,214 |
13.86% |
Average daily number of investor SIs (ISIs) settled by CCASS |
394 |
334 |
17.96% |
# Includes the number of transfer of listings from GEM to Main Board
^ Turnover value for traded in non-HKD currency securities have been included
* Provisional figures only
Historical Records
up to 31 October 2013
Top 10 Hang Seng Index Closes
Rank |
Date |
Close |
1 |
2007/10/30 |
31638.22 |
2 |
2007/10/29 |
31586.90 |
3 |
2007/11/01 |
31492.88 |
4 |
2007/10/31 |
31352.58 |
5 |
2007/11/02 |
30468.34 |
6 |
2007/10/26 |
30405.22 |
7 |
2007/10/25 |
29854.49 |
8 |
2007/11/07 |
29708.93 |
9 |
2007/12/06 |
29558.92 |
10 |
2007/10/15 |
29540.78 |
Top 10 Daily Market Turnover
(Main Board and GEM)
Rank |
Date |
Turnover ($) |
1 |
2007/10/03 |
210,505,533,155 |
2 |
2007/10/16 |
201,413,369,933 |
3 |
2007/10/12 |
195,962,197,177 |
4 |
2007/10/30 |
185,681,499,300 |
5 |
2007/10/11 |
179,409,273,541 |
6 |
2007/10/29 |
178,382,190,802 |
7 |
2007/10/15 |
174,984,449,067 |
8 |
2007/11/06 |
170,352,755,573 |
9 |
2007/10/18 |
169,121,203,305 |
10 |
2007/10/25 |
165,926,117,174 |
Top 10 Market Capitalisation
(Main Board and GEM)
Rank |
Date |
Market Capitalisation ($) |
1 |
2013/10/21 |
23,708,389,230,126 |
2 |
2013/10/18 |
23,572,695,855,712 |
3 |
2013/10/22 |
23,560,530,646,990 |
4 |
2013/10/30 |
23,467,682,086,525 |
5 |
2013/10/15 |
23,466,234,477,082 |
6 |
2013/10/31 |
23,432,823,227,042 |
7 |
2013/10/16 |
23,369,929,983,434 |
8 |
2013/10/11 |
23,337,462,249,407 |
9 |
2013/10/17 |
23,329,312,177,374 |
10 |
2013/10/23 |
23,261,525,090,592 |
Record High for Top-10 Derivatives Market Products (Based on Contract Volume)
Product |
Record High Daily Volume |
Record High Open Interest |
||
|
Contracts |
Date |
Contracts |
Date |
Stock Options |
805,947 |
2008/03/27 |
9,218,955 |
2011/11/28 |
H-shares Index Futures |
389,031 |
2013/06/25 |
332,727 |
2013/06/26 |
Hang Seng Index Futures |
271,426 |
2013/06/25 |
198,789 |
2007/06/27 |
Hang Seng Index Options |
116,835 |
2011/08/05 |
560,087 |
2012/06/27 |
Mini Hang Seng Index Futures |
86,812 |
2011/08/09 |
21,682 |
2011/06/17 |
H-shares Index Options |
70,518 |
2013/06/21 |
1,395,315 |
2013/09/26 |
Stock Futures |
27,966 |
2007/03/28 |
47,050 |
2013/03/27 |
HSCEI Dividend Point Index Futures |
20,802 |
2012/05/24 |
91,917 |
2013/10/22 |
Mini H-shares Index Futures |
19,556 |
2011/08/09 |
6,951 |
2013/09/23 |
Mini Hang Seng Index Options |
13,917 |
2012/05/18 |
32,651 |
2012/05/29 |