The Asia Pacific Regulator’s Dialogue on Market Surveillance was jointly hosted by the Securities Commission Malaysia (SC) and the Australian Securities and Investments Commission (ASIC) in Kuala Lumpur recently.
From left: Dato’ Charon Wardini bin Mokhzani, CEO of CIMB Investment Bank; Greg Yanco, Senior Executive Leader of ASIC; Sean McHugh, Head of Compliance of Goldman Sachs; and Abhishek Mohla, Executive Director of UBS Investment Bank