FSA Weekly Review No.52 July 1, 2013

What’s New on the FSA Website

Week of June 24-28, 2013

This page contains the latest in events, developments, and updates to the FSA website.

Press Releases

(Following press releases are available in Japanese)

BanksJune 28, 2013: Status of measures taken by the FSA, local finance bureaus and financial institutions in response to the Great East Japan Earthquake
http://www.fsa.go.jp/ordinary/earthquake201103/jokyo.htmlopen new window

OthersJune 28, 2013: Pay levels of officers of special corporations and authorized corporations published
http://www.fsa.go.jp/news/24/sonota/20130628-3.htmlopen new window

PublicationJune 28, 2013: FSA published Japanese Newsletter, “Access FSA No.120”
http://www.fsa.go.jp/access/index.htmlopen new window

InternationalJune 28, 2013: The Basel Committee on Banking Supervision’s “Revised Basel III leverage ratio framework and disclosure requirements” published
http://www.fsa.go.jp/inter/bis/20130628-1.htmlopen new window
http://www.bis.org/press/p130626.htmopen new window (BIS press release is available in English)

OthersJune 28, 2013: Documents related to money lending business updated
http://www.fsa.go.jp/status/kasikin/20130628/index.htmlopen new window

BanksJune 28, 2013: Progress report on the implementation of business enhancement plans
http://www.fsa.go.jp/news/24/ginkou/20130628-5.htmlopen new window

SecuritiesJune 28, 2013: The ordinance for development of ordinances in relation to the partial revision for Amendment of the Financial Instruments and Exchange Act, etc.
http://www.fsa.go.jp/news/24/syouken/20130627-4.htmlopen new window

OthersJune 28, 2013: The FSA Policy Evaluation Plan for FY2013
http://www.fsa.go.jp/news/24/sonota/20130628-7.htmlopen new window

BanksJune 28, 2013: Number of debtors who halted contracted repayments since the Great East Japan Earthquake and the amount of such debts (as of the end of March 2013)
http://www.fsa.go.jp/news/24/ginkou/20130628-2.htmlopen new window

BanksJune 28, 2013: Summary of results of the questionnaire survey on business sentiment, etc. of small and medium-size enterprises
http://www.fsa.go.jp/news/24/ginkou/20130628-1.htmlopen new window

InternationalJune 28, 2013: IOSCO (International Organization of Securities Commissions)’s final report “ Principles for the Regulation of Exchange Traded Funds (ETF)” published
http://www.fsa.go.jp/inter/ios/20130628-1.htmlopen new window
PDFhttp://www.iosco.org/news/pdf/IOSCONEWS285.pdfopen new window (IOSCO media release is available in English)

OthersJune 28, 2013: Announcement of personnel changes (announced June 28, 2013)
http://www.fsa.go.jp/common/about/jinji/index.htmlopen new window

Public CommentJune 28, 2013: Results of public comments on the draft notification concerning the designation of the rule for financial instruments firms associations stipulated under the Article 130, Paragraph 4 of the Cabinet Office Ordinance on financial instruments businesses
http://www.fsa.go.jp/news/24/syouken/20130628-6.htmlopen new window

CouncilsJune 27, 2013: The first meeting of Financial System Council Working Group on the Provision of Risk Money to New/Growth Companies held
http://www.fsa.go.jp/singi/singi_kinyu/risk_money/siryou/20130626.htmlopen new window

Public CommentJune 27, 2013: The draft ordinance and the cabinet office ordinance for the revisions to the Financial Instruments and Exchange Act (to be enforced within one year), etc.
http://www.fsa.go.jp/news/24/syouken/20130627-2.htmlopen new window

SecuritiesJune 27, 2013: Decision on an administrative monetary penalty payment order for the insider trading by a recipient of information from a person in the company under negotiation to conclude a contract with Tokyo Electric Power Company
http://www.fsa.go.jp/news/24/syouken/20130627-1.htmlopen new window

Press ConferenceJune 25, 2013: Press Conference by Taro Aso, Deputy Prime Minister, Minister of Finance and Minister for Financial Services (June 25, 2013)
http://www.fsa.go.jp/common/conference/minister/2013a/20130625-1.htmlopen new window

SecuritiesJune 27, 2013: “List of unregistered financial instruments business operators” updated
http://www.fsa.go.jp/ordinary/chuui/mutouroku.htmlopen new window

OthersJune 27, 2013: Publication of the fourth edition of the draft next-generation EDINET Taxonomy
http://www.fsa.go.jp/search/20130321.htmlopen new window

SecuritiesJune 26, 2013: List of Firms Engaged in Specially Permitted Business for Qualified Institutional Investors which made false notification, etc. updated
http://www.fsa.go.jp/ordinary/chuui/tekikaku.htmlopen new window

OthersJune 26, 2013: Revisions to the FSA Disaster Prevention/Mitigation Plan
http://www.fsa.go.jp/news/24/sonota/20130626-2.htmlopen new window

BanksJune 25, 2013: Changes in lending conditions by financial institutions
http://www.fsa.go.jp/news/24/ginkou/20130625-2.htmlopen new window

Public CommentJune 25, 2013: The draft partial revision to the Comprehensive Guidelines for Supervision of Financial Instruments Business Operators, etc.
http://www.fsa.go.jp/news/24/syouken/20130625-1.htmlopen new window

Press ConferenceJune 24, 2013: Press Conference by Taro Aso, Deputy Prime Minister, Minister of Finance and Minister for Financial Services (June 21, 2013)
http://www.fsa.go.jp/common/conference/minister/2013a/20130621-1.htmlopen new window

CouncilsJune 24, 2013: Business Accounting Council’s 35th Audit Subcommittee held
http://www.fsa.go.jp/singi/singi_kigyou/siryou/kansa/20130624.htmlopen new window

SecuritiesJune 24, 2013: Decision on an administrative monetary penalty payment order for market manipulation concerning Mammy Mart Corporation and one other share
http://www.fsa.go.jp/news/24/syouken/20130624-3.htmlopen new window

SecuritiesJune 24, 2013: Decision on an administrative monetary penalty payment order for the insider trading by a recipient of information from an officer of Kenko.com, Inc.
http://www.fsa.go.jp/news/24/syouken/20130624-2.htmlopen new window

Public CommentJune 24, 2013: The draft partial revision to the Comprehensive Guidelines for Supervision of Financial Instruments Business Operators, etc.
http://www.fsa.go.jp/news/24/syouken/20130624-1.htmlopen new window

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