FSA Weekly Review No.40 April 8, 2013

What’s New on the FSA Website

Week of April 1-5, 2013

This page contains the latest in events, developments, and updates to the FSA website.

Topics

“Financial institutions under on-site inspection by the FSA” has been updated
http://www.fsa.go.jp/en/regulated/inspection/index.html

Press Conferences

(Excerption of issues related to the FSA)

April 2, 2013: Press Conference by Taro Aso, Deputy Prime Minister, Minister of Finance and Minister for Financial Services (March 26, 2013)
http://www.fsa.go.jp/en/conference/minister/2013/20130326.html

Press Releases

(Following press release is available in English)

SecuritiesApril 1, 2013: Publication of a Draft Comprehensive Review of the Short Selling Regulation
http://www.fsa.go.jp/en/news/2013/20130401-1.html

(Following press releases are available in Japanese)

InternationalApril 5, 2013: The Basel Committee on Banking Supervision’s “Progress report on implementation of the Basel regulatory framework (4th edition)” published
http://www.fsa.go.jp/inter/bis/20130405-1.htmlopen new window

SecuritiesApril 5, 2013: Points to be considered regarding the publication of statutory disclosure documents and timely disclosure items of listed companies, etc on  company websites
http://www.fsa.go.jp/news/24/syouken/20130405-1.htmlopen new window

SecuritiesApril 5, 2013: “List of unregistered financial instruments business operators” updated
http://www.fsa.go.jp/ordinary/chuui/mutouroku.htmlopen new window

OthersApril 5, 2013: Measures including asset freeze against persons involved in North Korea’s nuclear, other WMD, and ballistic missile development programs published
http://www.fsa.go.jp/news/24/sonota/20130405-1.htmlopen new window

SecuritiesApril 4, 2013: List of Firms Engaged in Specially Permitted Business for Qualified Institutional Investors which made false notification, etc. updated
http://www.fsa.go.jp/ordinary/chuui/tekikaku.htmlopen new window

PublicationApril 4, 2013: FSA published Japanese Newsletter, “Access FSA No.117”
http://www.fsa.go.jp/access/index.htmlopen new window

SecuritiesApril 4, 2013: Decision on an administrative monetary penalty payment order for market manipulation concerning Kagetsuen Kanko Co., Ltd share and one other share
http://www.fsa.go.jp/news/24/syouken/20130404-1.htmlopen new window

CouncilsApril 4, 2013: The Financial System Council “Working Group on Method of Providing Insurance Products and Services, etc. (13th)” held
http://www.fsa.go.jp/singi/singi_kinyu/hoken_teikyou/siryou/20130404.htmlopen new window

Press ConferenceApril 4, 2013: Press Conference by Taro Aso, Deputy Prime Minister, Minister of Finance and Minister for Financial Services (April 2, 2013)
http://www.fsa.go.jp/common/conference/minister/2013a/20130402-1.htmlopen new window

OthersApril 3, 2013: Disciplinary actions against certified public accountants published (2)
http://www.fsa.go.jp/news/24/sonota/20130403-3.htmlopen new window

OthersApril 3, 2013: Disciplinary actions against certified public accountants published (1)
http://www.fsa.go.jp/news/24/sonota/20130403-2.htmlopen new window

Press ConferenceApril 2, 2013: Press Conference by Taro Aso, Deputy Prime Minister, Minister of Finance and Minister for Financial Services (March 29, 2013)
http://www.fsa.go.jp/common/conference/minister/2013a/20130329-1.htmlopen new window

OthersApril 1, 2013: Announcement of personnel changes (announced March 31 and April 1, 2013)
http://www.fsa.go.jp/common/about/jinji/index.htmlopen new window

BanksApril 1, 2013: Announcement regarding general partners applying to be qualified under the limited partnership agreement for specific investments
http://www.fsa.go.jp/common/shinsei/tokutei.htmlopen new window

BanksApril 1, 2013: Cabinet office ordinance for partial revision to the “Ordinance on Accountings of Investment Corporation” published
http://www.fsa.go.jp/news/24/ginkou/20130401-2.htmlopen new window

OthersApril 1, 2013: Naming contest for the Japanese version of the Individual Savings Account (ISA)
http://www.fsa.go.jp/news/24/syouken/20130401-1.htmlopen new window

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